Sixt SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
1. Details of issuer
Name: | Sixt SE |
Street: | Zugspitzstraße 1 |
Postal code: | 82049 |
City: | Pullach Germany |
Legal Entity Identifier (LEI): | 5299004ZME6CSBR7WP07 |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
X | Acquisition/disposal of instruments |
Change of breakdown of voting rights | |
X | Other reason: Trading Book Exemption according to sec. 36 para. 1 WpHG no longer applying to certain positions |
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Jan 2021 |
6. Total positions
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 0.12 % | 6.56 % | 6.68 % | 30367112 |
Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
DE0007231326 | 0 | 36554 | 0 % | 0.12 % |
Total | 36554 | 0.12 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right To Recall | Open | 54022 | 0.18 % | |
Total | 54022 | 0.18 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Call Warrant | 31.12.2030 | Cash | 945834 | 3.11 % | |
Swap | 31.12.2030 | Cash | 964869 | 3.18 % | |
CFD | 30.12.2030 | Cash | 26281 | 0.09 % | |
Total | 1936985 | 6.38 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
GSAM Holdings LLC | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
– | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. Wertpapier GmbH | % | % | % |
– | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs & Co. LLC | % | % | % |
– | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date
05 Jan 2021 |